Decreto-Lei nº 56/2018 de 09/07

Altera o Regime Geral dos Organismos de Investimento Colectivo, o Regime Jurídico do Capital de Risco, do Empreendedorismo Social e do Investimento Especializado e as medidas de dinamização do mercado de capitais ver

Já disponível, em Legislação, a versão consolidada da Lei nº 18/2015 de 04/03

Judgement of the Court of Appeal of Guimarães, 30/05/2018
Liability of financial intermediary for infringement of the duty to provide information
Judgment of the Court (UE) 19 June 2018
Scope of the obligation of professional secrecy on national financial supervision authorities - Concept of "confidential information"
Directive (EU) 2018/843 of the European Parliament and of the Council

Amending Directive (EU) 2015/849 on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing (OJEU L156 19.6.2018) view

Judgment of the Court of Appeal of Lisbon, 10/05/2018
Materially competent court to settle disputes that are demanded together public and private entities
Do incidente da quebra do segredo profissional da CMVM perante as Comissões Parlamentares de Inquérito
New article, by Vera Lúcia Antunes, available in the Studies section

Judgment of the Court of Appeal of Porto, 11/04/2018
Infringement of the duty to provide information, with serious fault, by the financial intermediary and the statutory period for the exercise of the right to compensation by the injured party
Judgment of the Court (Fifth Chamber) of 22 March 2018

Deposit-guarantee and investor-compensation schemes - Directive 94/19/EC - Article 1(1) - Deposits - Temporary situations deriving from normal banking transactions - Directive 97/9/EC - Second subparagraph of Article 2(2) - Money owed to or belonging to an investor and held on his behalf by an investment firm in connection with investment business - Credit institution which issues transferable securities - Funds transferred by individuals to that institution in respect of subscription to future transferable securities - Application of Directive 2004/39/EC - Insolvency of that institution before the transferable securities in question are issued - Public undertaking entrusted with the deposit-guarantee and investor-compensation schemes - Ability to rely on Directives 94/19/EC and 97/9/EC against that undertaking

Law nº 7/2018, March 2
Legal regime for the conversion of credits into capital

IVM public statement

By order of the Secretary of State of the Presidency of the Council of Ministers, published in Diário da República on February 25, 2013, the public utility of the Securities Institute was declared, recognizing the role of this institution in the investigation, teaching and dissemination of the Sciences Legal, Economic and Financial Affairs within the securities market and other areas of financial markets