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Highlights
CONFERENCE
Day 16 Oct. – 18h30
AGENTES DO MERCADO DE VALORES MOBILIáRIOS E RESPECTIVO ESTATUTO - ANALISTAS FINANCEIROS; PERITOS AVALIADORES DE IMóVEIS

Dr. João Teles/Dra. Celina Carrigy
(Secretária do Conselho de Administração da CMVM)

CONFERENCE
Day 23 Oct. – 18h30
AGENTES DO MERCADO DE VALORES MOBILIáRIOS E RESPECTIVO ESTATUTO - GESTORES DE ACTIVOS

Doutor André Figueiredo
(Docente na Faculdade de Direito da Universidade Nova de Lisboa Advogado - PLMJ)

NEWS
Training course on securities law and financial instruments
October to December 2018

EUROPEAN SECURITIES AND MARKETS AUTHORITY DECISION (EU) 2018/1466
Renewing and amending the temporary prohibition in Decision (EU) 2018/795 on the marketing, distribution or sale of binary options to retail clients  see

XXIII Postgraduate Course in Securities Law
January to June 2019


COMMISSION IMPLEMENTING REGULATION (EU) 2018/1212

COMMISSION IMPLEMENTING REGULATION (EU) 2018/1212, of 3 September 2018, laying down minimum requirements implementing the provisions of Directive 2007/36/EC of the European Parliament and of the Council as regards shareholder identification, the transmission of information and the facilitation of the exercise of shareholders rights  view

Law n. 35/2018 of 20/07
Proceeds to amend the rules for the marketing of financial products and the organization of financial intermediaries, and transposes Directives 2014/65, 2016/1034 and 2017/593

Decree-Law n. 56/2018 of 09/07

Amends the General Regime for Collective Investment Agencies, the Legal Regime of Venture Capital, Social Entrepreneurship and Specialized Investment and the measures to boost the capital market

 Already available, in Legislation, the consolidated version of Law no. 18/2015 of 04/03

Judgement of the Court of Appeal of Guimarães, 30/05/2018
Liability of financial intermediary for infringement of the duty to provide information
 
Judgment of the Court (UE) 19 June 2018
Scope of the obligation of professional secrecy on national financial supervision authorities - Concept of "confidential information"
 
Directive (EU) 2018/843 of the European Parliament and of the Council

Amending Directive (EU) 2015/849 on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing (OJEU L156 19.6.2018) view

Judgment of the Court of Appeal of Lisbon, 10/05/2018
Materially competent court to settle disputes that are demanded together public and private entities